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Table 3.6-4. Comparison of initial issuance, after-swap and year-end 1995 QS holders by area, vessel category, block and swap Status ----------------------------------------------------------------------------------------------------------------------- --------------------------------------- Initial | Person Change | Person Change Percent Change Vessel Initial Persons Year-end | Due to Percent | (After Swaps (After Swaps Area Category Block Status Persons After Swaps Persons | Swaps Change | vs Year-end vs Year-end -----------------------------------------------------------------------------------|-----------------------------------|--------------------------------------- 2C Freezer Blocked 18 18 17 | 0 0 | -1 -6 CDQ unswappable 12 12 0 | 0 0 | -12 -100 Unblocked 3 3 13 | 0 0 | 10 333 ---------- ----------- ----------- | ------------- | ------------- 33 33 30 | 0 | -3 | | > 60 ft Blocked 46 46 46 | 0 0 | 0 0 CDQ swappable 86 80 70 | -6 -7 | -16 -19 CDQ unswappable 13 13 0 | 0 0 | -13 -100 Unblocked 6 6 15 | 0 0 | 9 150 ---------- ----------- ----------- | ------------- | ------------- 151 145 131 | -6 | -20 | | 36 to 60 ft Blocked 998 998 900 | 0 0 | -98 -10 CDQ swappable 38 67 34 | 29 76 | -4 -11 CDQ unswappable 15 15 0 | 0 0 | -15 -100 Unblocked 102 102 108 | 0 0 | 6 6 ---------- ----------- ----------- | ------------- | ------------- 1,153 1,182 1,042 | 29 | -111 | | <= 35 ft Blocked 944 944 879 | 0 0 | -65 -7 CDQ swappable 150 125 106 | -25 -17 | -44 -29 CDQ unswappable 2 2 0 | 0 0 | -2 -100 Unblocked 0 0 1 | 0 0 | 1 0 ---------- ----------- ----------- | ------------- | ------------- 1,096 1,071 986 | -25 | -110 -----------------------------------------------------------------------------------|-----------------------------------|--------------------------------------- 2C Total 2,433 2,431 2,189 | -2 0 | -244 -----------------------------------------------------------------------------------|-----------------------------------|--------------------------------------- | | 3A Freezer Blocked 22 22 22 | 0 0 | 0 0 CDQ unswappable 12 12 0 | 0 0 | -12 -100 Unblocked 9 9 16 | 0 0 | 7 78 ---------- ----------- ----------- | ------------- | ------------- 43 43 38 | 0 | -5 | | > 60 ft Blocked 131 131 127 | 0 0 | -4 -3 CDQ swappable 3 29 3 | 26 867 | 0 0 CDQ unswappable 96 96 0 | 0 0 | -96 -100 Unblocked 162 162 156 | 0 0 | -6 -4 ---------- ----------- ----------- | ------------- | ------------- 392 418 286 | 26 | -106 (Continued) Table 3.6-4. Comparison of initial issuance, after-swap and year-end 1995 QS holders by area, vessel category, block and swap status ----------------------------------------------------------------------------------------------------------------------- --------------------------------------- Initial Year-end | Person Change | Person Change Percent Change Vessel Initial Persons 1995 | Due to Percent | (After Swaps (After Swaps Area Category Block Status Persons After Swaps Persons | Swaps Change | vs Year-end vs Year-end -----------------------------------------------------------------------------------|-----------------------------------|--------------------------------------- 3A 36 to 60 ft Blocked 1,272 1,272 1,174 | 0 0 | -98 -8 CDQ swappable 4 9 3 | 5 125 | -1 -25 CDQ unswappable 48 48 0 | 0 0 | -48 -100 Unblocked 202 202 203 | 0 0 | 1 0 ---------- ----------- ----------- | ------------- | ------------- 1,526 1,531 1,380 | 5 | -146 | | <= 35 ft Blocked 1,138 1,138 1,065 | 0 0 | -73 -6 CDQ swappable 139 108 91 | -31 -22 | -48 -35 CDQ unswappable 13 13 0 | 0 0 | -13 -100 Unblocked 6 6 8 | 0 0 | 2 33 ---------- ----------- ----------- | ------------- | ------------- 1,296 1,265 1,164 | -31 | -132 -----------------------------------------------------------------------------------|-----------------------------------|--------------------------------------- 3A Total 3,257 3,257 2,868 | 0 0 | -389 -----------------------------------------------------------------------------------|-----------------------------------|--------------------------------------- | | 3B Freezer Blocked 15 15 15 | 0 0 | 0 0 CDQ unswappable 12 12 0 | 0 0 | -12 -100 Unblocked 1 1 5 | 0 0 | 4 400 ---------- ----------- ----------- | ------------- | ------------- 28 28 20 | 0 | -8 | | > 60 ft Blocked 168 168 155 | 0 0 | -13 -8 CDQ swappable 7 33 7 | 26 371 | 0 0 CDQ unswappable 92 92 0 | 0 0 | -92 -100 Unblocked 36 36 41 | 0 0 | 5 14 ---------- ----------- ----------- | ------------- | ------------- 303 329 203 | 26 | -100 | | 36 to 60 ft Blocked 535 535 498 | 0 0 | -37 -7 CDQ swappable 7 7 7 | 0 0 | 0 0 CDQ unswappable 46 46 0 | 0 0 | -46 -100 Unblocked 7 7 8 | 0 0 | 1 14 ---------- ----------- ----------- | ------------- | ------------- 595 595 513 | 0 | -82 | | <= 35 ft Blocked 139 139 135 | 0 0 | -4 -3 CDQ swappable 144 118 118 | -26 -18 | -26 -18 CDQ unswappable 8 8 0 | 0 0 | -8 -100 ---------- ----------- ----------- | ------------- | ------------- 291 265 253 | -26 | -38 -----------------------------------------------------------------------------------|-----------------------------------|--------------------------------------- 3B Total 1,217 1,217 989 | 0 0 | -228 ----------------------------------------------------------------------------------- ----------------------------------- --------------------------------------- (Continued) Table 3.6-4. Comparison of initial issuance, after-swap and year-end 1995 QS holders by area, vessel category, block and swap status ----------------------------------------------------------------------------------------------------------------------- --------------------------------------- Initial Year-end | Person Change | Person Change Percent Change Vessel Initial Persons 1995 | Due to Percent | (After Swaps (After Swaps Area Category Block Status Persons After Swaps Persons | Swaps Change | vs Year-end vs Year-end -----------------------------------------------------------------------------------|-----------------------------------|--------------------------------------- 4A Freezer Blocked 6 6 6 | 0 0 | 0 0 CDQ unswappable 12 12 0 | 0 0 | -12 -100 Unblocked 1 1 11 | 0 0 | 10 1000 ---------- ----------- ----------- | ------------- | ------------- 19 19 17 | 0 0 | -2 | | > 60 ft Blocked 100 100 98 | 0 0 | -2 -2 CDQ swappable 24 49 21 | 25 104 | -3 -13 CDQ unswappable 76 76 0 | 0 0 | -76 -100 Unblocked 16 16 20 | 0 0 | 4 25 ---------- ----------- ----------- | ------------- | ------------- 216 241 139 | 25 | -77 | | 36 to 60 ft Blocked 135 135 127 | 0 0 | -8 -6 CDQ swappable 6 6 5 | 0 0 | -1 -17 CDQ unswappable 47 47 0 | 0 0 | -47 -100 Unblocked 3 3 4 | 0 0 | 1 33 ---------- ----------- ----------- | ------------- | ------------- 191 191 136 | 0 | -55 | | <= 35 ft Blocked 95 95 84 | 0 0 | -11 -12 CDQ swappable 141 116 116 | -25 -18 | -25 -18 CDQ unswappable 10 10 0 | 0 0 | -10 -100 Unblocked 1 1 1 | 0 0 | 0 0 ---------- ----------- ----------- | ------------- | ------------- 247 222 201 | -25 | -46 -----------------------------------------------------------------------------------|-----------------------------------|--------------------------------------- 4A Total 673 673 493 | 0 0 | -180 -----------------------------------------------------------------------------------|-----------------------------------|--------------------------------------- | | 4B Freezer Blocked 6 6 6 | 0 0 | 0 0 Unblocked 1 1 1 | 0 0 | 0 0 ---------- ----------- ----------- | ------------- | ------------- 7 7 7 | 0 | 0 | | > 60 ft Blocked 56 56 53 | 0 0 | -3 -5 Unblocked 25 25 25 | 0 0 | 0 0 ---------- ----------- ----------- | ------------- | ------------- 81 81 78 | 0 | -3 | | 36 to 60 ft Blocked 33 33 33 | 0 0 | 0 0 Unblocked 2 2 2 | 0 0 | 0 0 ---------- ----------- ----------- | ------------- | ------------- 35 35 35 | 0 | 0 | | <= 35 ft Blocked 27 27 27 | 0 0 | 0 0 -----------------------------------------------------------------------------------|-----------------------------------|--------------------------------------- 4B Total 150 150 147 | 0 0 | 3 ----------------------------------------------------------------------------------- ----------------------------------- -------------------------------------- (Continued) Table 3.6-4. Comparison of initial issuance, after-swap and year-end QS 1995 holders by area, vessel category, block and swap status ----------------------------------------------------------------------------------------------------------------------- --------------------------------------- Initial Year-end | Person Change | Person Change Percent Change Vessel Initial Persons 1995 | Due to Percent | (After Swaps (After Swaps Area Category Block Status Persons After Swaps Persons | Swaps Change | vs Year-end vs Year-end -----------------------------------------------------------------------------------|-----------------------------------|--------------------------------------- 4C Freezer Blocked 1 1 1 | 0 0 | 0 0 | | > 60 ft Blocked 24 24 24 | 0 0 | 0 0 Unblocked 5 5 5 | 0 0 | 0 0 ---------- ----------- ----------- | ------------- | ------------- 29 29 29 | 0 | 0 | | 36 to 60 ft Blocked 17 17 17 | 0 0 | 0 0 Unblocked 3 3 3 | 0 0 | 0 0 ---------- ----------- ----------- | ------------- | ------------- 20 20 20 | 0 | 0 | | <= 35 ft Blocked 29 29 29 | 0 0 | 0 0 Unblocked 2 2 2 | 0 0 | 0 0 ---------- ----------- ----------- | ------------- | ------------- 31 31 31 | 0 | 0 -----------------------------------------------------------------------------------|-----------------------------------|--------------------------------------- 4C Total 81 81 81 | 0 0 | 0 -----------------------------------------------------------------------------------|-----------------------------------|--------------------------------------- | | 4D Freezer Blocked 4 4 4 | 0 0 | 0 0 Unblocked 1 1 1 | 0 0 | 0 0 ---------- ----------- ----------- | ------------- | ------------- 5 5 5 | 0 | 0 | | > 60 ft Blocked 40 40 40 | 0 0 | 0 0 Unblocked 9 9 9 | 0 0 | 0 0 ---------- ----------- ----------- | ------------- | ------------- 49 49 49 | 0 | 0 | | 36 to 60 ft Blocked 14 14 14 | 0 0 | 0 0 -----------------------------------------------------------------------------------|-----------------------------------|--------------------------------------- 4D Total 68 68 68 | 0 0 | 0 -----------------------------------------------------------------------------------|-----------------------------------|--------------------------------------- | | 4E > 60 ft Blocked 2 2 2 | 0 0 | 0 0 | | 36 to 60 ft Blocked 7 7 7 | 0 0 | 0 0 | | <= 35 ft Blocked 95 95 95 | 0 0 | 0 0 -----------------------------------------------------------------------------------|-----------------------------------|--------------------------------------- 4E Total 104 104 104 | 0 0 | 0 ----------------------------------------------------------------------------------- ----------------------------------- ---------------------------------------